Cftc dsio

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August undefined, 2024

WebMay 5, 2024 · On December 4, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an advisory addressing requirements for chief compliance … WebDSIO, the ARRC is requesting no-action relief associated with upcoming discount rate changes by certain derivatives clearing organizations (“DCOs”). I. Introduction The ARRC appreciates the DSIO’s issuance of CFTC Letter No. 19-26, which provided relief from some

Request Relates to CFTC Letter Nos. 19-26, 19-27, 19-28 Mr.

WebJun 9, 2024 · The CFTC DSIO Division Director issued a statement reminding the industry that pooled investment vehicles that trade futures, swaps, and other commodity interests that reference digital... WebSep 2, 2024 · On November 14, 2013, the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO” issued a staff advisory (the ANE Staff Advisory) that a non-U.S. SD that regularly uses personnel or agents located in the United States to arrange, negotiate, or execute a swap with a non-U.S. person (ANE Transactions) generally is subject to ... lil game we play

CFTC final cross-border rule replaces cross-border guidance

WebThe CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) is the CFTC component charged with oversight of NFA and its duties. DSIO regularly assesses … WebWashington, D.C. — The Commodity Futures Trading Commission today announced it has issued an order deeming the commodity pool operator (CPO) exemptions of 17 entities to be ineffective following a special call by the Division of Swap Dealer and Intermediary Oversight (DSIO). The order was approved by the Commission on July 7, 2024 and is … WebApr 1, 2013 · The CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) has issued a time-limited no-action relief for swap dealers and major swap participants. The no action relief concerns certain recordkeeping obligations under Part 23 of the Commission’s Regulations. In a press release issued by the CFTC, the no-action letter states that ... lilgadgets wireless headphones for kids

CFTC No Action for International International …

New CFTC DSIO Director Outlines Components of Regulatory …

WebJul 20, 2024 · Oversight (DSIO) of the U.S. Commodity Futures Trading Commission (CFTC or Commission) under the Commodity Exchange Act (CEA) and CFTC regulations ... DMO and DSIO—CFTC Letter Nos. 19-28, 19-27, and 19-26, respectively—to address industry developments. WebFeb 21, 2024 · DSIO Exams will continue to monitor the activities of CFTC registrants including reviewing notices, risk management programs, financial statement filings, risk … lil gal clothesWebOct 11, 2024 · New CFTC DSIO Director Outlines Components of Regulatory Program Applicable to Asset Managers; Addresses Extension of the CFTC Initial Margin Phase-In … hotels in farmington nh

"WebNov 4, 2024 · In late September, the director of the Division of Swap Dealer and Intermediary Oversight (DSIO) of the US Commodity Futures Trading Commission (CFTC), Joshua Sterling, announced a new examination program for commodity pool operators (CPOs) and swap dealers that would commence in the first quarter of 2024. … " - Cftc dsio

Cftc dsio

Latham & Watkins Discusses CFTC No-Action Relief on IBOR …

Web68 rows · CFTC Regulations CFTC … WebOn July 9, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued Advisory Letter 19-16(advisory) which clarifies that documentation governing the posting, collection, and custody of initial margin(IM) for uncleared derivatives under CFTC rules (IM documentation) is not required to be completed until a party is required …

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WebSep 26, 2024 · CFTC's DSIO plans 'thematic reviews' of large swap dealers and asset managers Examinations to begin in first quarter of 2024 26 September 2024 By Jeff Reeves After the swearing in of a new chairman in July, the U.S. Commodity Futures Trading Commission is staffed up and getting down to business. WebFeb 21, 2024 · DSIO Exams will continue to monitor the activities of CFTC registrants including reviewing notices, risk management programs, financial statement filings, risk exposure reports, risk assessment reports, and chief compliance officer annual reports. Division of Clearing & Risk (DCR)

WebMay 5, 2024 · On December 4, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an advisory addressing requirements for chief compliance officer (CCO) annual reports that must be submitted to the CFTC by swap dealers (SDs), major swap participants (MSPs), and futures commission merchants (FCMs) (collectively, … WebOct 11, 2024 · Director Joshua B. Sterling of the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO or Division) delivered several speeches in September and early October 2024, setting forth...

WebNov 19, 2024 · The US Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued CFTC Staff Letter No. 20-34 (the Advisory) on October 21, 2024, clarifying its views on the acceptance, holding, and reporting of virtual currency (e.g., bitcoin or ether) in segregated accounts by futures commission … Webaction relief from the Division of Swap Dealer and Intermediary Oversight (“DSIO”) of the U.S. Commodity Futures Trading Commission (“CFTC” or “Commission”) under the …

WebThe CFTC agrees that, except as provided herein for DSIO employees being re-assigned to DCR, there will be no change in the affected BUEs’ series, grades, pay (including locality), career ladders, or promotion opportunities as a result of the Reorganization.

WebSep 4, 2024 · On August 31, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter (No … hotels in farmington new yorkWebMay 16, 2024 · CFTC Reduces Marketplace Barriers for Global Development Initiatives May 16, 2024 Washington, DC — The Commodity Futures Trading Commission’s Division of Swap Dealer and … lilgal woman fashion in amazonWeb1 day ago · COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 39 RIN 3038-AF21 Derivatives Clearing Organization Risk Management Regulations to Account for ... 68 This expectation is consistent with the statement of the directors of DCR and DSIO in issuing CFTC Letter No. 19-17. CFTC, Statement by the Directors of the Division of … lilg bass cabinetWebDiversity and Inclusion at the CFTC Market Participants Division (MPD) The Market Participants Division (MPD) was formed in October 2024 as part of an agency … lil general cumberland hill woonsocket ri hotels in farmington nmWebApr 7, 2024 · The Commodity Futures Trading Commission and the National Futures Association in recent weeks have issued relief in response to the challenges that many market participants face in light of the coronavirus (COVID-19) pandemic. ... Subject to the relief provided by DSIO under CFTC Staff Letter 20-03, the 30.5 Foreign Broker creates … lilgadgets wireless headphones reviewWebJan 22, 2024 · Any Registrant furnishing a CCO Annual Report to the CFTC that DSIO staff determines is not in compliance with §§ 3.3(e) and (f) may be required to submit a … lil gator switch