WebFeb 1, 2024 · Notice I-22-05 February 1, 2024 Extension of relief from the on-site annual inspection of branch offices and guaranteed IBs Due to COVID-19, NFA allowed Members to conduct all calendar year 2024 and 2024 annual inspections of branch offices and guaranteed introducing brokers (IB) remotely (see Notices to Members I-20-35 and I-21-25 ). WebJan 9, 2024 · This is a Notice to Call a Members' Meeting. The primary purpose of this notice is simply to give the members (as well as the directors and other relevant people), information about the details of the meeting. This notice will help anyone announce an upcoming members' meeting.
Notice to Call Members
WebApr 7, 2011 · NtM 05-48 further stated that, in cases in which third-party service providers were conducting activities or functions requiring registration or qualification under NASD … Web8 The Notice announcing the Commission's approval of the Rule 3110 changes noted that "the proposed rule change would take effect 90 days after NASD publishes a Notice to Members within 60 days of publication of the Commission's approval . . . ." 63 FR at 70295. Notice to Members 05-09, which announced the approval, was published on January 31 ... sialadenitis therapie antibiotika
FEBRUARNotice JULY 2005Y 2005 to Members
WebAug 19, 2024 · On August 13, the Financial Industry Regulatory Authority (FINRA) reminded member firms of their supervisory obligations related to outsourcing to third-party … WebApr 14, 2005 · In Notice to Members (NTM) 04-51 (July 2004) (SEC Approves Amendments to TRACE Rule 6230 to Reduce the Reporting Period to 30 Minutes on October 1, 2004, … Web12 CFR § 5.48 - Voluntary liquidation of a national bank or Federal savings association. CFR US Law LII / Legal Information Institute. LII. Electronic Code of Federal Regulations (e … sialadenitis of parotid gland